ContactsClose X

Corporate Headquarters
800-237-8692
200 South 108th Avenue
Omaha, NE 68154

All Contacts

Investor Relations
800-237-8692
jeffrey.goeser@tdameritrade.com

All Contacts

Media relations line
800-400-1336

Client Services
800-669-3900
clientservices@tdameritrade.com

All Contacts

Corporate Headquarters
800-237-8692
200 South 108th Avenue
Omaha, NE 68154

All Contacts

Client Services
800-669-3900
clientservices@tdameritrade.com


All Contacts

Client Services
800-669-3900
clientservices@tdameritrade.com


All Contacts

AMTD: 46.78 +0.11 +0.24% Volume: 1,560,984 Sep 22, 17 04:00

Stock ownership guidelines

The Compensation Committee and the board of directors strongly believe that senior executives should own a significant amount of company common stock. This provides a direct and continuing alignment of financial interests between executives and stockholders.

The stock ownership guidelines for current named executive officers are as follows:

  • 10-times base salary for President and Chief Executive Officer Tim Hockey
  • 5-times base salary for EVP and Chief Financial Officer Steve Boyle, President of Retail Distribution Tom Bradley and President of TD Ameritrade Institutional Tom Nally.

None of these executive officers are permitted to sell any equity interest in the company until they meet their respective stock ownership guidelines, after which the chief executive officer must obtain prior approval from the Compensation Committee and all other senior executives must obtain prior approval from the chief executive officer. Fred Tomczyk has agreed to maintain stock ownership under these guidelines until September 30, 2018 (two years post retirement). The company considers any stock held without restrictions, unvested restricted stock units and PRSUs, vested but unexercised in-the-money stock options, deferred compensation that will settle in common stock and common stock held under the company's 401(k) plan in determining whether the stock ownership guidelines have been met. All current named executive officers have met the stock ownership guidelines.

The company does not allow any of its employees to enter into hedging transactions involving its common stock.

Latest updates

TD Ameritrade 200 South 108th Avenue Omaha, NE 68154