Home › Governance › Industry Involvement

Industry Involvement

As part of our commitment to responsibility, TD Ameritrade is actively involved with the different committees and organizations that help improve the state of financial services. Working with these groups, TD Ameritrade carries an abiding desire to keep our industry moving forward.

Securities Industry and Financial
Markets Association (SIFMA)

  • SIFMA Clearing Firms Committee
  • SIFMA Technology Management Committee
  • SIFMA Options Committee
  • SIFMA Trading Committee
  • Legal & Compliance Division
  • Internal Audit Division

Financial Industry
Regulatory Authority (FINRA)

  • Dispute Resolution
  • FINRA e-Brokerage Committee
  • FINRA Financial Responsibility Committee

Additional Involvement

  • International Securities Exchange
  • Chicago Board Options Exchange
  • Philadelphia Stock Exchange
  • Security Traders Association
  • NASDAQ Quality of Markets Committee
  • Security Traders Association Trading Issues Committee
  • OCC Roundtable