As part of our commitment to responsibility, TD AMERITRADE is actively involved with the different committees and organizations that help improve the state of financial services. Working with these groups, TD AMERITRADE carries an abiding desire to keep our industry moving forward.
Securities Industry and Financial Markets Association (SIFMA)
SIFMA Continuing Education Roundtable
SIFMA Clearing Firms' Committee
SIFMA Human Resources Committee
SIFMA Online Brokerage Committee
SIFMA PR/Advertising Roundtable
SIFMA Technology Management Committee
SIFMA Options Committee
SIFMA Trading Committee
Legal & Compliance Division
Internal Audit Division
Financial Industry Regulatory Authority (FINRA)
Dispute Resolution
FINRA E-Brokerage Committee
FINRA Financial Responsibility Committee
Additional Involvement
International Securities Exchange
Chicago Board Options Exchange
Philadelphia Stock Exchange
Security Traders Association
NASDAQ Quality of Markets Committee
Security Traders Association Trading Issues Committee
OCC Roundtable
Options Clearing Corporation Board & Roundtable
Philadelphia OAES Committee
