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AMTD: 42.43 -0.01 -0.02% Volume: 2,400,722 Aug 18, 17 04:00

Board of Directors


Joseph H. Moglia , , , Chairman

Joe Moglia is the current Chairman of the Board at TD Ameritrade and the head football coach and Chair of Athletics at Coastal Carolina University.

In the business world, in 1984, Moglia entered the MBA Training Program at Merrill Lynch where there were 25 MBAs and one football coach. By 1988, he was Merrill Lynch’s Number One Producer in the World.

He ultimately had responsibility for Global Fixed Income Institutional Sales, the Municipal Division, Investment Products, the Insurance Company, the 401(k) Business, and Middle Market Business, and he served on the Executive Committee for both the Institutional and Private Client Businesses.

He became the CEO of TD Ameritrade in 2001. Over the next seven years, shareholders enjoyed a 500% return as the firm grew its market cap from $700 million to $10 billion, and client assets reached $280 billion. In 2008, after the firm had its sixth record year in a row, Moglia stepped down as CEO and became Chairman of the Board.

In his last nine seasons of coaching college football, Moglia has been part of seven championship teams. In his first four seasons at Coastal, he led his team to the National Playoffs four times and three conference championships while being named Conference Coach of the Year twice, as well as AFCA Regional Coach of the Year in 2014 and winner of the prestigious Eddie Robinson Award for National Coach of the Year in 2015.

This season will be Moglia’s 25th as a Football Coach, but it’s not a traditional 25 years. He began his career as a coach for 16 years, moved to the business world for over 20, and back to coaching in 2009.

In his first stint as a coach, he won two Ivy League Championships as the Defensive Coordinator at Dartmouth, led units that set defense and kicking records at Lafayette, and turned two high school programs around. Before going to Coastal, he was Executive Advisor for Football at Nebraska where he was part of two Holiday Bowls and two Big 12 North Championships. In 2011 he was Head Coach of the Omaha Nighthawks in the United Football League.

Moglia has received the Ellis Island Medal of Honor and the Sharp Trophy for Leadership. He has been honored by the National Italian American Foundation, the Columbus Citizens Foundation, the South Carolina Football Hall of Fame, and the American Institute for Stuttering. He has been inducted into four Halls of Fame, is the recipient of three Honorary Doctorates and is also the only author to have written books published on both investing and football.

Tim Hockey , , , President and CEO

Tim Hockey is a financial services veteran with more than 33 years' experience in retail banking and wealth management and a passion for leveraging technology to enhance the client experience.

As President and CEO of TD Ameritrade, he is primarily responsible for the oversight of the strategy and operations supporting the company’s three client channels: Retail Investing, Trading and Institutional, along with additional responsibilities overseeing technology, operations and corporate functions.

Hockey joined TD Ameritrade in January 2016 from TD Bank Group, where he most recently served as Group Head, Canadian Banking and Wealth management, and as President and CEO of TD Canada Trust. His primary responsibilities covered a portfolio of global businesses totaling nearly CDN $13 billion in annual revenue and included global direct investing, advisory and Canadian asset management businesses, as well as leadership of Canadian personal banking, business banking and auto finance. Over his 32-year career with TD, he held senior positions in a variety of areas including mutual funds, retail distribution, information technology, core and small business, credit cards and personal lending.

Hockey holds a Master’s Degree in Business Administration from the University of Western Ontario and sits on the Advisory Board of the Richard Ivey School of Business. He also serves on the Board of Directors for the SickKids Foundation, the largest non-governmental granting agency in children’s health in Canada, and was Chair of the Hospital for Sick Children’s Research and Learning Tower Campaign. He is on the board of The Greater Toronto CivicAction Alliance and served as the 2015 Honorary Chair for the Ride to Conquer Cancer.

He was an executive member of the Canadian Bankers Association, previously serving as Chair of the organization. He is also a past winner of Canada’s “Top 40 Under 40,” a program that celebrates Canadians who have reach significant success before the age of 40 in the private, public and not-for-profit sectors.

Hockey can be followed on Twitter at @TimHockey. He can also be followed on Instagram at @TimHockey.

Larry Bettino , ,

Larry Bettino has more than 25 years of technology-focused, venture capital and private equity investing experience. He is currently Senior Advisor at StarVest Partners, LLC, a firm focused on investing in high-growth technology-based businesses.

Over his career Bettino has achieved a unique combination of technological and financial expertise working with firms such as IBM, Dillon Read Venture Capital, Baker Capital, Warburg Pincus and in his current role with StarVest Partners. He has significant experience in the technology areas of software, cloud-based computing, data management, application development, social media and mobility. His functional expertise has included business plan development, sales and marketing, pricing strategy, and business process and workflow.

Bettino holds a Bachelor’s of Science Degree in Electrical Engineering from Rensselaer Polytechnic Institute and a Master’s of Business Administration from Harvard Business School.

Ann Hailey , ,

Ann Hailey has accumulated more than 30 years of finance, retail and operations expertise through executive leadership positions at companies such as Mobil Oil Corporation, Pepsico, Inc., Duggan Consulting Associates, Inc., Nabisco Holdings Group, Inc., Pillsbury Company, Limited Brands, Inc. and Gilt Groupe, Inc. She most recently served as president, chief executive offer and chief financial officer of Famous Yard Sale, Inc.

Hailey holds a Bachelor’s Degree in Business Administration from the University of Georgia and a Master’s of Business Administration from the Harvard Business School. She currently sits on the board of directors for Avon Products, Inc., Realogy Holdings Corporation and W.W. Grainger, Inc.

Brian Levitt , ,

Levitt is the chairman of the board for TD Bank Group, a position he has held since 2011. He is also the vice-chair of Osler, Hoskin, & Harcourt LLP, which he first joined in 1976. He was named a partner in 1979, and in 1991 left the practice to become president and subsequently CEO of Imasco Limited, a Canadian consumer products and services company. Imasco was sold in 2000, and Levitt returned to Osler in 2001.

Levitt holds a law degree from the University of Toronto, where he also completed his Bachelor of Applied Science degree in Civil Engineering. He is a 2014 recipient of the Institute of Corporate Directors Fellowship Awards, which annually recognizes individuals who have made outstanding contributions to corporate, not-for-profit and Crown corporation boards across Canada.

Karen E. Maidment , ,

Karen Maidment was chief financial and administrative officer of BMO Financial Group from 2007 to 2009, and was responsible for all global finance operations, risk management, legal and compliance, tax, communications and mergers and acquisitions.

Prior to that time, Maidment had been senior executive vice president and chief financial officer, as well as executive vice president and chief financial officer of BMO from 2003 to 2007 and 2000 to 2003, respectively.

Before her career at BMO, Maidment held several executive positions with Clarica Life Insurance Company from 1988 to 2000, including chief financial officer. Additionally, Maidment is a past director of Harris Bank, BMO Nesbitt Burns, where she was also Chair of the Audit Committee, Bank of Montreal Pension Fund, Mutual Trustco, MCAP Financial and The Mutual Group (US). Maidment currently serves on the board of directors of TransAlta.

She holds a bachelor's degree of commerce from McMaster University and is a Chartered Accountant. In addition, she was named to Canada's Most Powerful Women Top 100 Lists from 2002-2007 and the Hall of Fame in 2007, as well as Fellow of the Institute of Chartered Accountants of Ontario in 2000.

Bharat Masrani , ,

Bharat Masrani was appointed Group President and Chief Executive Officer of TD Bank Group (“TD Bank”) on November 1, 2014.

Bharat has more than 27 years of banking experience and is a member of the TD Bank Group Board of Directors. He most recently served as Chief Operating Officer for TD Bank Group from July 2013.

Bharat has held many senior executive roles across the bank. In 2006, he became the President of TD Banknorth, and in 2007, President and CEO. In 2008, he was named Group Head U.S. Personal and Commercial Banking and President and CEO of TD Bank, America’s Most Convenient Bank®.

Previous to his role at TD Bank, he served as Vice Chair and Chief Risk Officer of TD Bank Group, a position he held from May 2003. Bharat also served as Senior Vice President and Chief Executive Officer of TD Waterhouse Investor Services in Europe; Senior Vice President, Corporate Finance and Co-Head in Europe; Vice President and Country Head for India; and Vice President and Head, Corporate Banking Canada. He began his banking career with TD Bank Group in 1987 as a Commercial Lending Trainee.

Bharat received a Bachelor of Administrative Studies degree with Honours from York University in 1978 and obtained his Master of Business Administration from the Schulich School of Business, York University in 1979.

Irene Miller , ,

Irene Miller is the chief executive officer of Akim, Inc., an investment management and consulting firm, and the former vice-chairman and chief financial officer of Barnes & Noble, Inc. She previously held senior banking and corporate finance positions with Morgan Stanley & Co. and Rothchild Inc.

Miller holds a Bachelor’s Degree in Science from the University of Toronto and a Master’s Degree in Chemistry and Chemical Engineering from Cornell University. She currently sits on the board of directors for both TD Bank Group and Inditex, S.A.

Mark L. Mitchell , ,

Mark Mitchell served as a director of the Company from December 1996 until January 2006 and served as a member of the Company's board of advisors in 1993. He was reelected as a director in November 2006. He is a principal at CNH Partners, LLC, an investment management firm, which he co-founded in 2001.

Mitchell was a finance professor at Harvard University from 1999 to 2003 and was a finance professor at the University of Chicago from 1990 to 1999. He was a senior financial economist for the Securities and Exchange Commission from 1987 to 1990, a member of the NASDAQ quality of markets committee from 2003 to 2005, and a member of the economic advisory board of the NASD from 1995 to 1998.

Mitchell received a doctorate in applied economics and a master's degree in economics from Clemson University. He received a bachelor's degree (summa cum laude) in economics from the University of Louisiana at Monroe.

Wilbur J. Prezzano , ,

Wilbur Prezzano was employed with Eastman Kodak Company for over 30 years. He served in various positions during that time, including vice chairman of Eastman Kodak Company and chairman and president of Kodak's greater China region, the positions that he held at the time of his retirement in 1996.

Prezzano currently serves a director of The Toronto-Dominion Bank, EnPro Industries, Inc., Lance, Inc., and Roper Industries, Inc.

He received a bachelor's degree in economics and a master's degree in business administration from the Wharton School at the University of Pennsylvania.

Todd M. Ricketts , ,

Todd Ricketts is an experienced businessman and investor with a deep commitment to policies that promote economic opportunity and entrepreneurism.

As a small business owner, a member of the Boards of Directors for the Chicago Cubs, and a successful early stage investor, Todd has worked across the United States business ecosystem. That perspective, coupled with his service as Chief Executive Officer for Ending Spending, a national advocacy group focused on finding solutions to the nation’s fiscal crisis, has provided Todd with a practical view about how to create economic opportunity through business development. Earlier in his career, Todd worked in the securities industry at Knight Securities, Incapital, and TD Ameritrade.

Todd serves as Vice Chairman of the National World War II Museum in New Orleans, and sits on the board of Opportunity Education Foundation. He is a Regent at Loyola University Chicago. He is also active with the Churchill Centre.

Allan R. Tessler , ,

Allan Tessler has been chairman of the board and chief executive officer of International Financial Group, Inc., an international merchant banking firm, since 1987. He is also chairman of the board of Epoch Investment Partners, Inc., formerly J Net Enterprises.

He has previously served as chief executive officer of J Net Enterprises, co-chief executive officer of Data Broadcasting Corporation, now known as Interactive Data Corporation, chairman of Enhance Financial Services Group, Inc. and chairman and principal shareholder of Great Dane Holdings.

Tessler is the lead director and chair of the finance committee of Limited Brands, Inc. and also serves as a director of EnerCrest. He serves as chairman of the board of trustees of the Hudson Institute and is a member of the board of governors of the Boys & Girls Clubs of America.

Tessler holds a bachelor's degree from Cornell University and an L.L.B. from Cornell University Law School.

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