Advocacy

– Collect, zip and download files from the Investor section of
our Web site

– Instantly download individual PDFs

There are no downloadable files available. Please check back at a later time.

Comment Letters

TD Ameritrade offers comments on the NYSE and ISE proposals to list Miniature Options., Apr 30, 2012
TD Ameritrade offers comments on the BATS proposal to raise fees and rebates for adding and removing liquidity on the exchange, Jan 13, 2012
TD Ameritrade offers comments on the NASDAQ OMX PHLX proposal to raise fees and rebates for adding and removing liquidity in select symbols, Jan 11, 2012
TD Ameritrade offers comments on the New York Stock Exchange's proposed Retail Liquidity Program, Nov 30, 2011
TD Ameritrade offers comments on the Boston Options Exchange's ("BOX") proposal to increase the fees and credits for the Price Improvement Period., Nov 14, 2011
TD Ameritrade offers comments on the proposed changes to opening procedures for BATS Options, Nov 11, 2011
TD Ameritrade offers comments on the proposed amendment to the International Securities Exchange's Schedule of Fees, Nov 11, 2011
TD Ameritrade offers comments on the proposal to raise fees and rebates for straight, one-sided orders in all multiply-listed, equity and ETF option classes , Nov 11, 2011
TD Ameritrade Comment SR-BATS, Nov 11, 2011
SR-ISE-2011-67, Nov 11, 2011
SR-C2-2011-032, Nov. 11, 2011
TD Ameritrade voices its support of a new proposal seeking to improve "price improvement" opportunities for retail investors., Sep 12, 2011
TD Ameritrade Comments File No 265-65 doc CFTC-SEC Recommendations, Apr 4, 2011
TD Ameritrade Comment SR-BATS, Jan 30, 2011
TD Ameritrade Petition, Jan 28, 2011
Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule A-13 To Increase Transaction Assessments for Certain Municipal Securities Transactions Reported to the Board and To Institute a New Technology Fee on Reported Sales Transactions, Rel. No. 34-63095; File No. SR- MSRB-2010-10, November 9, 2010
No. 265-26; Joint CFTC-SEC Advisory Committee SIFMA Proposal to Prevent Price Swings Due to Liquidity Gaps, October 27, 2010
Consolidated Audit Trail Release No. 34-62174; File No. S7-11-10, August 9, 2010
Release No. 34-60684; File No. S7-21-10, Elimination of Flash Order Exception with the respect to listed options from Rule 602 of Regulation NMS, August 9, 2010
Proposed Rule Establishing Trading Halts for Individual Stocks, June 3, 2010
Concept Release on Equity Market Structure, Rel. No. 34-61358, File No. S7-02-10, April 21, 2010
Proposed Rule: Regulation of Non-Public Trading Interest; Release No. 34-60997; File No. S7-27-09, February 22, 2010
Release No. 34-61154; File Number SR-ISE-2009-105; Release No. 34-6133; File Number SR-PHLX-2009-100; Release No. SR-BX-2010-001, January 7, 2010
Release No. 34-60684; File No. S7-21-09, Elimination of Flash Order Exception from Rule 602 of Regulation NMS, November 23, 2009