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Industry Involvement

TD Ameritrade, through its broker-dealer and investment advisor subsidiaries, is actively involved in a number of financial services industry organizations. Below is a selection of the organizations in which TD Ameritrade participates.

Securities Industry and Financial
Markets Association (SIFMA)

  • SIFMA Clearing Firms Committee
  • SIFMA Technology Management Committee
  • SIFMA Options Committee
  • SIFMA Trading Committee
  • Legal & Compliance Division
  • Internal Audit Division

Financial Industry
Regulatory Authority (FINRA)

  • Dispute Resolution
  • FINRA e-Brokerage Committee
  • FINRA Financial Responsibility Committee

Additional Involvement

  • International Securities Exchange
  • Chicago Board Options Exchange
  • Philadelphia Stock Exchange
  • Security Traders Association
  • NASDAQ Quality of Markets Committee
  • Security Traders Association Trading Issues Committee
  • OCC Roundtable